Monday, May 4, 2015

about ipc version

 Information about International Patent Classification (IPC)can be found in patstat usign table TLS209_appln_ipc
The PATSTAT database only contains IPC8 symbols; therefore PATSTAT users do not need to worry about previous IPC classification schemes IPC 1 to 7, when doing statistical analysis based on IPC codes. IPC 1 to 7 have all been reclassified to the latest IPC 8 version.
DOCDB contains the MCD Master Classification Database. The MCD has IPC symbols allocated to over 90% of the documents in DOCDB; the remaining 10% older documents are unlikely ever to be classified.

more details on wipo website:
http://www.wipo.int/classifications/ipc/en/
http://www.wipo.int/classifications/ipc/en/general/statistics.html
http://www.wipo.int/export/sites/www/classifications/ipc/en/guide/guide_ipc.pdf

TLS209 contains also a field, not well described in the documentation, named 'ipc_version' referring to the date of IPC8 version used for classifying the application.

Running a count query on 2014b data we get these numbers of applications for each ipc version:

'2006-01-01', 11815023
'2007-01-01', 10163
'2007-10-01', 8799
'2008-01-01', 12337
'2008-04-01', 1531
'2009-01-01', 141904
'2010-01-01', 101411
'2011-01-01', 110327
'2012-01-01', 80867
'2013-01-01', 89686
'2014-01-01', 6992

We can also run a check to see how many applications have multiple versions in their ipcs

they are 200K out of 3118K applications







Thus we can deduce the ipc verion indicates if the given ipc value is result of the origina IPC8 or from a further revision (that mainly introduce amendments or changes for new technologies).

A good resume as well as another interesting point can be eventually noted from this OECD paper (see page 10)

In PATSTAT, IPC codes of patent documents are converted into the latest available edition of the IPC
classification, i.e. 8th  edition, entered into force in 2006. Patents based on previous editions of the IPC classification have thus been re-classified accordingly. Also, due to the emergence of new technologies, sometimes no one-to-one correspondence exists between old and new IPC editions, and older IPC codes may correspond to many IPC 8th  edition codes. Hence, patents filed before the mid-2000s may feature a broader range of IPC-7 codes than later patents: five codes on average for patents filed in 2000 compared to around 2.5 codes per patent in the late 2000s. As can be seen from the figure below, each IPC code in force at the date of patenting has been allocated in PATSTAT to around two codes of the IPC 8th edition.
As a consequence, the patent scope index tends to be overestimated before the mid-2000s. For example, the patent scope index of micro- and nano-technology patents gets seemingly divided by three between 1999 and 2009.

Monday, April 27, 2015

Patstat revisited

Allow me a post of self advertisment:

just to announce PATSTAT revisited, IDE Discussion Papers No.527,

http://www.ide.go.jp/English/Publish/Download/Dp/527.html

written by me and Byeongwoo Kang from IDE-JETRO.

This study provides a comprehensive summary of and guidance for using the EPO Worldwide Patent Statistical Database (PATSTAT), one of the most widely used patent databases for researchers. We highlight the three most important issues that PATSTAT users must consider when performing patent data analyses and suggest ways to deal with those issues. Although PATSTAT is chosen in this study, the issues that we discuss are also applicable to other patent databases.

Keywords: PATSTAT, patent data analysis, innovation studies
JEL classification: O39, Y20, Z00






Thursday, April 2, 2015

Presentations from Information tools for IP & Intelligence Meeting

Some interesting topics have been developed @ Information tools for IP & Intelligence Meeting last 26 and 27 march, like:


The Analytic Challenges Posed by Big Data

Patent Analysis and Visualisation: Today’s Challenges and Opportunities

Interpreting Visualisations - White Paper

Using a Maturity Model Framework when Applying IP Business Intelligence -White Paper

Big Data: A new Paradigm for Intellectual Property

“Marine Renewable Energy”: A new Case Study. How to handle Patents, Journal Articles and Financial Information to get the Full Picture

Patent Mining for Automated Innovation Research, Problem Solving and Technology Transfer

These and other presentations (most of them are IP management products showcases) can be downloaded from:
http://www.infonortics.com/singa/slides.html

Monday, March 16, 2015

Who owns this patent?

Following other previous posts, I return on the issue of ownership changes in Patstat.

The goal is to understand what applicant is available, given a change of ownership. I'll refer from here onward only to EPO patents.
We may find such applications when looking into inpadoc legal data (TLS221 prs_code="RAP1" or prs_code="RAP2") .

I'll make also use of table tls227_pers_publn cause I expect we may have changes in persons in different publication stages due to ownership change.

For the example I'll use appln_id 216544 that is patent EP1197791

I run SQL:
Select
  t11.APPLN_ID,     t11.PUBLN_NR,   t11.PUBLN_KIND,
  t11.PUBLN_date,    t27.applt_seq_nr,   t06.PERSON_ID,
  t06.PERSON_NAME,   t06.PERSON_ADDRESS,   t06.PERSON_CTRY_CODE
From
  patstat.tls227_pers_publn t27 Inner Join
  patstat.tls206_person t06 On t27.person_id = t06.PERSON_ID Inner Join
  patstat.tls211_pat_publn t11 On t11.PAT_PUBLN_ID = t27.pat_publn_id
Where
  t11.APPLN_ID = 216544      And
  t27.applt_seq_nr > 0;










APPLN_ID
 PUBLN_NR
 PUBLN
KIND
 PUBLN_date
 Applt
seq_nr
 PERSON
ID
 PERSON_NAME
 PERSON
ADDRESS
 PERSON
CTRY_CODE
216544
 '1197791'
 'A2'
 '2002-04-17'
1
152352
 'Sony International
(Europe) GmbH'
 'Kemperplatz 1,
 10785 Berlin'
 'DE'
216544
 '1197791'
 'A2'
 '2002-04-17'
2
330065
 'University Of
Durham'
 'South Road,
Durham DH1 3LE'
 'GB'
216544
 '1197791'
 'A3'
 '2002-12-04'
1
152352
 'Sony International
(Europe) GmbH'
 'Kemperplatz 1,
10785 Berlin'
 'DE'
216544
 '1197791'
 'A3'
 '2002-12-04'
2
330065
 'University Of
 Durham'
 'South Road,
Durham DH1 3LE'
 'GB'


Thus we could evict there is no change of ownership.
On the other hand we may also check the registry where we find different informations:



Applicant(s)
For all designated states
Sony Deutschland GmbH
Kemperplatz 1
10785 Berlin / DE
[2007/24]
Former [2005/40]
For all designated states
Sony Deutschland GmbH
Hugo-Eckener-Strasse 20
50829 Köln / DE
Former [2003/05]
For all designated states
Sony International (Europe) GmbH
Kemperplatz 1
10785 Berlin / DE
Former [2002/16]
For all designated states
Sony International (Europe) GmbH
Kemperplatz 1
10785 Berlin / DE
For all designated states
University Of Durham
South Road
Durham DH1 3LE / GB


So we obtain that the last owner is Sony Germany alone and not Sony international with Univ Durham.
This allows us to deduct that the registry could be the most reliable source both for last owner and for ownership change.

Wednesday, March 11, 2015

Refilling patent inventors country in patstat

When trying to make statistics by country of inventor, using Patstat, we always have to face the issue of missing data I already highlighted in some previous posts (for example here http://rawpatentdata.blogspot.it/2013/05/about-persons-country-code-in-patstat.html)


de Rassenfosse, G., Dernis, H., Guellec, D., Picci, L. & van Pottelsberghe de la Potterie, B., 2013. "The worldwide count of priority patents: A new indicator of inventive activity". Research Policy 42(3), 720-737.




The indicator proposed in this paper  counts priority patent applications filed by inventors from
a given country regardless of the patent office of application eliminating the geographic bias (but at the
introducing an institutional bias)
This methodology thus needs to get rid of the wide gaps in Patstat country assignation in table TLS206.
 
REFILLING of ctry codes:

The algorithm first selects all the priority filings of a given patent office in a given year. Then, for each filing that has missing information on the inventor’s country of residence, the algorithm looks into
six potential sources of information
• Source 1:  the priority document itself, when the information is available.
• Source 2: Retrieves information on inventors from the earliest direct equivalent in which the information is available.
• Source 3: If no information is available in the direct equivalents, the other second filings of the same family are browsed.
• Source 4: the country of residence of the applicant, as indicated in the priority document,
is used to proxy the country of the inventor.
• Source 5: If the country of the applicant is missing, it is searched for in the direct equivalents.
• Source 6: If no information on the applicant’s country was found, it is tracked in all the other second filings of the same family.
• Source 7: Finally, if the information is still missing, the country of the priority office is used for the country of residence of the inventor.


Mysql code and explanation can be downloaded from:

http://gder.phpnet.org/rassenfosse/paper_The_worldwide_count_of_priority_patents.html